CSG Securities Recruiting is an Independent search firm dedicated to the Financial Services sector on a national scale. We represent some of the premier firms in the industry.

Due to the turmoil in the market, we are seeing a migration of Financial Advisors from the wirehouses to an Independent Platform. We stand uniquely positioned to help bring those Advisors to your firm.

Evaluating Your Broker-Dealer Options $S:\Capstone Web Site\ins_mergers_acquisitions.htm$

Is it time for you to consider alternative Independent Platforms?

In addition to placing Financial Advisors, we also assist owners of Independent offices in evaluating their Broker/Dealer options. Some of the Broker/Dealers we represent offer payouts in the 90% to 100% range and transition packages of 20% to 40% of your trailing revenues.

In light of the current market conditions, many principals are looking to recapitalize their businesses and affiliate themselves with a more stable firm.

CSG Securities Recruiting represents the premier Broker-Dealer firms in the industry and can offer you non-biased comparisons to help select the best choice for you.

Capital Structures, including stability

Products and Services

Evaluating Pay-Out percentages

State of the Art Technology

Support for you and your clients

Transition Teams (including IT, data migration and ways to streamline backroom operations)

Cash infusion via 20% - 40% transition packages (based on TT)

No fees to you from Capstone Securities Recruiting (paid for by our Broker/Dealer clients)

Whether you are an Independent Contractor or RIA; CSG professionals can help you find and evaluate your options.

For more information please contact:

Rick Lingren, Managing Director

CSG Securities Recruiting

515-987-0242, extension 11

rlingren@csgrecruiting.com

Independent Firms