CA Los Angeles Chief Compliance Officer
 

Our client is a leading international insurance and financial services organization. They currently offer an opportunity to join their dynamic environment in Los Angeles. This individual will oversee the compliance program and their separate accounts to ensure compliance with the federal securities laws in connection with the manufacturing, marketing, sales, and servicing of variable annuities. Responsibilities will include working with the management and operational departments of a major variable annuity manufacturer to formalize and maintain policies and procedures to ensure that the business is in compliance with applicable federal securities laws and to ensure appropriate safeguards are in place to prevent, detect, and correct compliance failures. Initial and ongoing collection and evaluation of policies and procedures for affiliated and unaffiliated service providers of the life company's separate accounts. Also responsible for maintenance of a written compliance manual. Qualified candidates will have 8-10 years of experience in the securities and/or insurance industry with a legal/compliance background. J.D. preferred. Background with variable annuities preferred. Must be knowledgeable about federal securities rules and regulations. Please contact Chris Winterboer for immediate confidential consideration and additional details.

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